Sotos Investor Protection Group
Individual Investor Services
Protect Your Investments. Recover Your Losses.
Investing should be your path to financial security—not frustration and loss due to negligence, mismanagement, or misrepresentation. At the Sotos Investor Protection Group, we specialize in helping individual and retail investors recover losses and hold those responsible accountable.
Whether your losses stem from negligent or misleading investment advice, fraudulent schemes, or mismanaged funds, we are here to help you take control of your financial recovery.
The challenges posed by these lawsuits are heightened for certain vulnerable populations, like the elderly or those for whom English is not their first language. Our lawyers are experienced with representing vulnerable populations and working with interpreters in order to avoid common pitfalls that language difficulties may pose to the litigation process. For this reason, our webpage is available in English and Mandarin.
How We Help Individual Investors
Our expert legal team offers tailored services to help individual and retail investors recover financial losses and ensure their investment rights are protected.
We assist with:
- Investment Professional Negligence: Hold advisors and brokers accountable for losses caused by bad advice, misappropriation of funds, misleading fee disclosures, and conflicts of interest.
- Mutual Fund & ETF Mismanagement: Address poor fund management, misrepresentation, or hidden fees that have impacted your portfolio.
- Misrepresentation in Securities: Recover losses caused by false or misleading information from publicly traded companies.
Not sure if you have a claim? Call us at 416.977.0007 or email one of our key contacts below to evaluate your situation and discuss your options.
Investment Professional Negligence: Know Your Rights
Your financial or investment advisor is obligated to provide competent advice tailored to your financial goals. When they do not, you pay the price.
Common examples of negligence include:
- Recommending unsuitable investments for your financial goals.
- Over-concentrating your portfolio in high-risk assets.
- Failing to disclose fees being charged, conflicts of interest, or critical investment risks.
Our team will help you file claims against negligent professionals, ensuring they answer for their actions while working to recover your losses.
Professional liability lawsuits are daunting without expert guidance you can trust. Beyond the hardship caused by significant financial loss, there are the challenges posed by the loss of trust in the professionals you relied upon, and the businesses who employ them. Navigating these difficulties may be daunting but the lawyers of the Sotos Investor Protection Group will advocate on your behalf to help you recover your losses.
After experiencing a significant financial loss, you are likely to have many questions before deciding if you wish to pursue a lawsuit against your advisor or their firm. The lawyers at the Sotos Investor Protection Group offer free initial consultations where it appears there is a claim with merit. Call us at 416.977.0007 or email one of our key contacts below to determine if your claim has merit.
Mutual Fund & ETF Mismanagement: Get what you pay for, and only pay for what you get
Mutual fund and ETF managers are obligated to ensure they fully and fairly disclose the fees you pay and the nature and risks of the investments they will make with your funds. When they do not, you pay the price.
Common examples of mismanagement include:
- Failing to fully disclose fees or charging undisclosed fees.
- Failing to invest funds in accordance with the fund prospectus.
- Failing to fully and accurately disclose the riskiness of the funds investment plan.
Our team will help you prosecute claims against negligent mutual fund and ETF managers. In some instances, these lawsuits are best litigated as class actions. The lawyers at the Sotos Investor Protection Group offer free initial consultations where it appears there is a claim with merit and if individual or class proceedings would be most advantageous. Call us at 416.977.0007 or email one of our key contacts below to determine if your claim has merit.
Misrepresentation in Securities:
You are entitled to accurate information before investing in a company. When publicly traded companies make false or misleading statements, you and the rest of their investors suffer. Common examples of securities misrepresentations include:
- Failing to disclose business risks.
- Restating past financial results.
- Failing to disclose ongoing investigations.
- Failing to disclose all material facts before an Initial Public Offering.
Our team will help you prosecute claims against publicly traded corporations that have issued misleading disclosures and caused you losses. In some instances, these lawsuits are best litigated as class actions. The lawyers at the Sotos Investor Protection Group offer free initial consultations where it appears there is a claim with merit and if individual or class proceedings would be most advantageous. Call us at 416.977.0007 or email one of our key contacts below to determine if your claim has merit.
Your Financial Recovery Starts Here
Take the first step toward reclaiming your financial security.
- Schedule a free, no-obligation consultation today.
- Call us at 416.977.0007 to get started.
Our experienced team at Sotos Investor Protection Group will help you explore your options and develop a winning strategy for your case.
